The last move you will ever have to make
Transition to ONESCO with minimal downtime.
Our transition team stands ready to make sure that your move is well organized and goes smoothly. You only want to do this once, it has to be right and not overly complicated.
Ideal candidate profile
With more than 50 years experience, we know what it takes to be successful as an independent adviser. If this sounds like you and you’d like to learn more, contact us.
- Active in the business and producing greater than $40,000 in GDC
- Clean compliance background
- Value independence, stability and a personal relationship with your broker/dealer
The ONESCO team is here to support your transition to ONESCO, including:
- Registration and variable appointments - You’ll get assistance with FINRA registration and variable appointment needs.
- Review - Our team will do an expedited review of your outside business activity and marketing materials.
- Incoming accounts - The transfer of your incoming accounts will be closely monitored.
Essential training to expedite doing business.
- Online resources
- On-site, personal compliance training
- Customized programs by request